-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DTeAE1H0LAL3TMGd1JIDJnrkjvaXinxTyZYCQq625zxtwBucPLYyu+N0Gb55h+s/ ktSulCqzsUHlw98cw+WNpA== 0001116502-04-000244.txt : 20040213 0001116502-04-000244.hdr.sgml : 20040213 20040213150330 ACCESSION NUMBER: 0001116502-04-000244 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RELM WIRELESS CORP CENTRAL INDEX KEY: 0000002186 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 593486297 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10240 FILM NUMBER: 04598118 BUSINESS ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 BUSINESS PHONE: 321-984-1414 MAIL ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 FORMER COMPANY: FORMER CONFORMED NAME: ADAGE INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STOREY DAVID P CENTRAL INDEX KEY: 0001182946 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O RELM WIRELESS CORP STREET 2: 7100 TECHNOLOGY DR CITY: WEST MELBOURNE STATE: FL ZIP: 32904 BUSINESS PHONE: 3219841414 SC 13G/A 1 relmstoreysc13ga.txt RELM WIRELESS CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 1)* RELM Wireless Corporation - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.60 Par Value - ------------------------------------------------------------------------------- (Title of Class of Securities) 759 525 10 8 - ------------------------------------------------------------------------------- (CUSIP Number) February 11, 2002 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No.759 525 10 8 13G Page 2 of 5 Pages _______________________________________________________________________________ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) David P. Storey _______________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] _______________________________________________________________________________ 3. SEC USE ONLY _______________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America _______________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 600,000(1) _______________________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY _______________________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 600,000(1) _______________________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH _______________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 600,000(1) _______________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] _______________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.2%(1) - ---------- (1) David Storey has sole voting and dispositive power of 600,000 shares underlying stock options which have vested and are exercisable within 60 days held directly by David P. Storey _______________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN _______________________________________________________________________________ CUSIP No. 759 525 10 8 13G Page 3 of 5 Pages Item 1(a). Name of Issuer: RELM Wireless Corporation ____________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 7100 Technology Drive West Melbourne, FL 32904 ____________________________________________________________________ Item 2(a). Name of Person Filing: David P. Storey ____________________________________________________________________ Item 2(b). Address of Principal Business Office, or if None, Residence: 119 Aquarina Boulevard Melbourne Beach, FL 32951 ____________________________________________________________________ Item 2(c). Citizenship: United States of America ____________________________________________________________________ Item 2(d). Title of Class of Securities: Common Stock, $.60 Par Value ____________________________________________________________________ Item 2(e). CUSIP Number: 759 525 10 8 ______________________________________________________________________________ Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). CUSIP No.759 525 10 8 13G Page 4 of 5 Pages Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 600,000(of which 600,000 shares consist of currently exercisable options to purchase Common Stock). ___________________________________________________________________________ (b) Percent of class: 6.2% ___________________________________________________________________________ (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 600,000, (ii) Shared power to vote or to direct the vote___________________, (iii) Sole power to dispose or to direct the disposition of 600,000, (iv) Shared power to dispose or to direct the disposition of________ Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following [ ]. Not applicable _______________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not applicable _______________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable _______________________________________________________________________ Item 8. Identification and Classification of Members of the Group. Not applicable _______________________________________________________________________ Item 9. Notice of Dissolution of Group. Not applicable ______________________________________________________________________ Item 10. Certifications. "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect." CUSIP No. 759 525 10 8 13G Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 2004 --------------------------------------- (Date) /s/David P. Storey --------------------------------------- (Signature) David P. Storey President, Chief Executive Officer --------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----